U.S. Supreme Court
WELSH v. UNITED STATES, 398 U.S. 333 (1970)
398 U.S. 333
WELSH v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 76.
Argued January 20, 1970
Decided June 15, 1970
Petitioner was convicted of refusing to submit to induction into the Armed
Forces despite his
claim for conscientious objector status under 6 (j) of the Universal Military
Training and Service
Act. That provision exempts from military service persons who by reason
of "religious training and belief" are conscientiously opposed to war in
any form, that term being defined in the Act as
"belief in a relation to a supreme Being involving duties superior to those
arising from any human
relation" but not including "essentially political, sociological, or philosophical
views or a merely
personal code." In his exemption application petitioner stated that he
could not affirm or deny
belief in a "Supreme Being" and struck the words "my religious training
and" from the form. He
affirmed that he held deep conscientious scruples against participating
in wars where people were
killed. The Court of Appeals, while noting that petitioner's "beliefs are
held with the strength of
more traditional religious convictions," concluded that those beliefs were
not sufficiently "religious"
to meet the terms of 6 (j), and affirmed the conviction. Petitioner contends
that the Act violates
the First Amendment prohibition of establishment of religion and that his
conviction should be set
aside on the basis of United States v. Seeger, 380 U.S. 163, which held
that the test of religious
belief under 6 (j) is whether it is a sincere and meaningful belief occupying
in the life of its
possessor a place parallel to that filled by the God of those admittedly
qualified for the exemption.
Held: The judgment is reversed. Pp. 335-367.
404 F.2d 1078, reversed.
MR. JUSTICE BLACK, joined by MR. JUSTICE DOUGLAS, MR. JUSTICE
BRENNAN, and MR. JUSTICE MARSHALL, concluded that:
This case is controlled by United States v. Seeger, supra, to which it
is factually similar.
Under Seeger, 6 (j) is not limited to those whose opposition to war is
prompted by
orthodox or parochial religious beliefs. A registrant's conscientious objection
to all war is
"religious" within the meaning of 6 (j) if this [398 U.S. 333, 334] opposition
stems from the
registrant's moral, ethical, or religious beliefs about what is right and
wrong and these
beliefs are held with the strength of traditional religious convictions.
In view of the broad
scope of the word "religious," a registrant's characterization of his beliefs
as "nonreligious" is
not a reliable guide to those administering the exemption. Pp. 335-344.
MR. JUSTICE HARLAN concluded that:
1. The language of 6 (j) cannot be construed (as it was in United States
v. Seeger, supra,
and as it is in the prevailing opinion) to exempt from military service
all individuals who in
good faith oppose all war, it being clear from both the legislative history
and textual analysis
of that provision that Congress used the words "by reason of religious
training and belief" to
limit religion to its theistic sense and to confine it to formal, organized
worship or shared
beliefs by a recognizable and cohesive group. Pp. 348-354.
2. The question of the constitutionality of 6 (j) cannot be avoided by
a construction of that
provision that is contrary to its intended meaning. Pp. 354-356.
3. Section 6 (j) contravenes the Establishment Clause of the First Amendment
by
exempting those whose conscientious objection claims are founded on a theistic
belief while
not exempting those whose claims are based on a secular belief. To comport
with that
clause an exemption must be "neutral" and include those whose belief emanates
from a
purely moral, ethical, or philosophical source. Pp. 356-361.
4. In view of the broad discretion conferred by the Act's severability
clause and the
longstanding policy of exempting religious conscientious objectors, the
Court, rather than
nullifying the exemption entirely, should extend its coverage to those
like petitioner who
have been unconstitutionally excluded from its coverage. Pp. 361-367.
J. B. Tietz argued the cause and filed briefs for petitioner.
Solicitor General Griswold argued the cause for the United States. With
him on the brief were
Assistant Attorney General Wilson, Francis X. Beytagh, Jr., and Beatrice
Rosenberg. [398 U.S. 333,
335]
MR. JUSTICE BLACK announced the judgment of the Court and delivered an
opinion in which
MR. JUSTICE DOUGLAS, MR. JUSTICE BRENNAN, and MR. JUSTICE MARSHALL
join.
The petitioner, Elliott Ashton Welsh II, was convicted by a United States
District Judge of
refusing to submit to induction into the Armed Forces in violation of 50
U.S.C. App. 462 (a), and
was on June 1, 1966, sentenced to imprisonment for three years. One of
petitioner's defenses to
the prosecution was that 6 (j) of the Universal Military Training and Service
Act exempted him
from combat and noncombat service because he was "by reason of religious
training and belief . .
. conscientiously opposed to participation in war in any form."1 After
finding that there was no
religious basis for petitioner's conscientious objector claim, the Court
of Appeals, Judge Hamley
dissenting, affirmed the conviction. 404 F.2d 1078 (1968). We granted certiorari
chiefly to
review the contention that Welsh's conviction should be set aside on the
basis of this Court's
decision in United States v. Seeger, 380 U.S. 163 (1965). 396 U.S. 816
(1969). For the reasons
to be stated, and without passing upon the constitutional arguments that
have been raised, we vote
to reverse this conviction because of its fundamental inconsistency with
United States v. Seeger,
supra.
The controlling facts in this case are strikingly similar to those in Seeger.
Both Seeger and Welsh
were brought up in religious homes and attended church in their childhood,
but in neither case was
this church one which taught its members not to engage in war at any time
for [398 U.S. 333, 336] any
reason. Neither Seeger nor Welsh continued his childhood religious ties
into his young manhood,
and neither belonged to any religious group or adhered to the teachings
of any organized religion
during the period of his involvement with the Selective Service System.
At the time of registration
for the draft, neither had yet come to accept pacifist principles. Their
views on war developed
only in subsequent years, but when their ideas did fully mature both made
application to their local
draft boards for conscientious objector exemptions from military service
under 6 (j) of the
Universal Military Training and Service Act. That section then provided,
in part:2
"Nothing contained in this title shall be construed to require any person
to be subject to
combatant training and service in the armed forces of the United States
who, by reason of
religious training and belief, is conscientiously opposed to participation
in war in any form.
Religious training and belief in this connection means an individual's
belief in a relation to a
Supreme Being involving duties superior to those arising from any human
relation, but does
not include essentially political, sociological, or philosophical views
or a merely personal
moral code."
In filling out their exemption applications both Seeger and Welsh were
unable to sign the
statement that, as printed in the Selective Service form, stated "I am,
by reason of my religious
training and belief, conscientiously [398 U.S. 333, 337] opposed to participation
in war in any form."
Seeger could sign only after striking the words "training and" and putting
quotation marks around
the word "religious." Welsh could sign only after striking the words "my
religious training and." On
those same applications, neither could definitely affirm or deny that he
believed in a "Supreme
Being," both stating that they preferred to leave the question open.3 But
both Seeger and Welsh
affirmed on those applications that they held deep conscientious scruples
against taking part in
wars where people were killed. Both strongly believed that killing in war
was wrong, unethical,
and immoral, and their consciences forbade them to take part in such an
evil practice. Their
objection to participating in war in any form could not be said to come
from a "still, small voice of
conscience"; rather, for them that voice was so loud and insistent that
both men preferred to go to
jail rather than serve in the Armed Forces. There was never any question
about the sincerity and
depth of Seeger's convictions as a conscientious objector, and the same
is true of Welsh. In this
regard the Court of Appeals noted, "[t]he government concedes that [Welsh's]
beliefs are held
with the strength of more traditional religious convictions." 404 F.2d,
at 1081. But in both cases
the Selective Service System conclud
insufficiently "religious" to qualify them for conscientious objector exemptions
under the terms of 6
(j). Seeger's conscientious objector claim was denied "solely because it
was not based upon a
`belief in a relation to a Supreme Being' as required by 6 (j) of the Act,"
United States v. Seeger,
380 U.S. 163, 167 (1965), while Welsh was [398 U.S. 333, 338] denied the
exemption because his
Appeal Board and the Department of Justice hearing officer "could find
no religious basis for the
registrant's beliefs, opinions and convictions." App. 52. Both Seeger and
Welsh subsequently
refused to submit to induction into the military and both were convicted
of that offense.
In Seeger the Court was confronted, first, with the problem that 6 (j)
defined "religious training
and belief" in terms of a "belief in a relation to a Supreme Being . .
.," a definition that arguably
gave a preference to those who believed in a conventional God as opposed
to those who did not.
Noting the "vast panoply of beliefs" prevalent in our country, the Court
construed the
congressional intent as being in "keeping with its long-established policy
of not picking and
choosing among religious beliefs," id., at 175, and accordingly interpreted
"the meaning of
religious training and belief so as to embrace all religions . . . ." Id.,
at 165. (Emphasis added.)
But, having decided that all religious conscientious objectors were entitled
to the exemption, we
faced the more serious problem of determining which beliefs were "religious"
within the meaning of
the statute. This question was particularly difficult in the case of Seeger
himself. Seeger stated that
his was a "belief in and devotion to goodness and virtue for their own
sakes, and a religious faith
in a purely ethical creed." 380 U.S., at 166. In a letter to his draft
board, he wrote:
"My decision arises from what I believe to be considerations of validity
from the standpoint
of the welfare of humanity and the preservation of the democratic values
which we in the
United States are struggling to maintain. I have concluded that war, from
the practical
standpoint, is futile and self-defeating and that from the more important
moral standpoint it
is unethical." 326 F.2d 846, 848 (1964). [398 U.S. 333, 339]
On the basis of these and similar assertions, the Government argued that
Seeger's conscientious
objection to war was not "religious" but stemmed from "essentially political,
sociological, or
philosophical views or a merely personal moral code."
In resolving the question whether Seeger and the other registrants in that
case qualified for the
exemption, the Court stated that "[the] task is to decide whether the beliefs
professed by a
registrant are sincerely held and whether they are, in his own scheme of
things, religious." 380
U.S., at 185. (Emphasis added.) The reference to the registrant's "own
scheme of things" was
intended to indicate that the central consideration in determining whether
the registrant's beliefs are
religious is whether these beliefs play the role of a religion and function
as a religion in the
registrant's life. The Court's principal statement of its test for determining
whether a conscientious
objector's beliefs are religious within the meaning of 6 (j) was as follows:
"The test might be stated in these words: A sincere and meaningful belief
which occupies in
the life of its possessor a place parallel to that filled by the God of
those admittedly
qualifying for the exemption comes within the statutory definition." 380
U.S., at 176.
The Court made it clear that these sincere and meaningful beliefs that
prompt the registrant's
objection to all wars need not be confined in either source or content
to traditional or parochial
concepts of religion. It held that 6 (j) "does not distinguish between
externally and internally
derived beliefs," id., at 186, and also held that "intensely personal"
convictions which some might
find "incomprehensible" or "incorrect" come within the meaning of "religious
belief" in the Act. Id.,
at 184-185. What is necessary under Seeger for a registrant's conscientious
[398 U.S. 333, 340]
objection to all war to be "religious" within the meaning of 6 (j) is that
this opposition to war stem
from the registrant's moral, ethical, or religious beliefs about what is
right and wrong and that these
beliefs be held with the strength of traditional religious convictions.
Most of the great religions of
today and of the past have embodied the idea of a Supreme Being or a Supreme
Reality - a God
- who communicates to man in some way a consciousness of what is right
and should be done, of
what is wrong and therefore should be shunned. If an individual deeply
and sincerely holds beliefs
that are purely ethical or moral in source and content but that nevertheless
impose upon him a
duty of conscience to refrain from participating in any war at any time,
those beliefs certainly
occupy in the life of that individual "a place parallel to that filled
by . . . God" in traditionally
religious persons. Because his beliefs function as a religion in his life,
such an individual is as much
entitled to a "religious" conscientious objector exemption under 6 (j)
as is someone who derives
his conscientious opposition to war from traditional religious convictions.
Applying this standard to Seeger himself, the Court noted the "compulsion
to `goodness'" that
shaped his total opposition to war, the undisputed sincerity with which
he held his views, and the
fact that Seeger had "decried the tremendous `spiritual' price man must
pay for his willingness to
destroy human life." 380 U.S., at 186-187. The Court concluded:
"We think it clear that the beliefs which prompted his objection occupy
the same place in
his life as the belief in a traditional deity holds in the lives of his
friends, the Quakers." 380
U.S., at 187.
Accordingly, the Court found that Seeger should be granted conscientious
objector status.
In the case before us the Government seeks to distinguish our holding in
Seeger on basically two
grounds, [398 U.S. 333, 341] both of which were relied upon by the Court
of Appeals in affirming
Welsh's conviction. First, it is stressed that Welsh was far more insistent
and explicit than Seeger
in denying that his views were religious. For example, in filling out their
conscientious objector
applications, Seeger put quotation marks around the word "religious," but
Welsh struck the word
"religious" entirely and later characterized his beliefs as having been
formed "by reading in the
fields of history and sociology." App. 22. The Court of Appeals found that
Welsh had "denied
that his objection to war was premised on religious belief" and concluded
that "[t]he Appeal
Board was entitled to take him at his word." 404 F.2d, at 1082. We think
this attempt to
distinguish Seeger fails for the reason that it places undue emphasis on
the registrant's
interpretation of his own beliefs. The Court's statement in Seeger that
a registrant's
characterization of his own belief as "religious" should carry great weight,
380 U.S., at 184, does
not imply that his declaration that his views are nonreligious should be
treated similarly. When a
registrant states that his objections to war are "religious," that information
is highly relevant to the
question of the function his beliefs have in his life. But very few registrants
are fully aware of the
broad scope of the word "religious" as used in 6 (j), and accordingly a
registrant's statement that
his beliefs are nonreligious is a highly unreliable guide for those charged
with administering the
exemption. Welsh himself presents a case in point. Although he originally
characterized his beliefs
as nonreligious, he later upon reflection wrote a long and thoughtful letter
to his Appeal Board in
which he declared that his beliefs were "certainly religious in the ethical
sense of the word." He
explained:
"I believe I mentioned taking of life as not being, for me, a religious
wrong. Again, I
assumed Mr. [Brady (the Department of Justice hearing [398 U.S. 333, 342]
officer)] was
using the word `religious' in the conventional sense, and, in order to
be perfectly honest did
not characterize my belief as `religious.'" App. 44.
The Government also seeks to distinguish Seeger on the ground that Welsh's
views, unlike
Seeger's were "essentially political, sociological, or philosophical views
or a merely personal
moral code." As previously noted, the Government made the same argument
about Seeger, and
not without reason, for Seeger's views had a substantial political dimension.
Supra, at 338-339. In
this case, Welsh's conscientious objection to war was undeniably based
in part on his perception
of world politics. In a letter to his local board, he wrote:
"I can only act according to what I am and what I see. And I see that the
military complex
wastes both human and material resources, that it fosters disregard for
(what I consider a
paramount concern) human needs and ends; I see that the means we employ
to `defend'
our `way of life' profoundly change that way of life. I see that in our
failure to recognize the
political, social, and economic realities of the world, we, as a nation,
fail our responsibility
as a nation." App. 30.
We certainly do not think that 6 (j)'s exclusion of those persons with
"essentially political,
sociological, or philosophical views or a merely personal moral code" should
be read to exclude
those who hold strong beliefs about our domestic and foreign affairs or
even those whose
conscientious objection to participation in all wars is founded to a substantial
extent upon
considerations of public policy. The two groups of registrants that obviously
do fall within these
exclusions from the exemption are those whose beliefs are not deeply held
and those whose
objection to war does not rest at all upon moral, ethical, or religious
principle but instead rests
solely upon [398 U.S. 333, 343] considerations of policy, pragmatism, or
expediency. In applying 6
(j)'s exclusion of those whose views are "essentially political, sociological,
or philosophical" or of
those who have a "merely personal moral code," it should be remembered
that these exclusions
are definitional and do not therefore restrict the category of persons
who are conscientious
objectors by "religious training and belief." Once the Selective service
System has taken the first
step and determined under the standards set out here and in Seeger that
the registrant is a
"religious" conscientious objector, it follows that his views cannot be
"essentially political,
sociological, or philosophical." Nor can they be a "merely personal moral
code." See United
States v. Seeger, 380 U.S., at 186.
Welsh stated that he "believe[d] the taking of life - anyone's life - to
be morally wrong." App. 44.
In his original conscientious objector application he wrote the following:
"I believe that human life is valuable in and of itself; in its living;
therefore I will not injure or
kill another human being. This belief (and the corresponding `duty' to
abstain from violence
toward another person) is not `superior to those arising from any human
relation.' On the
contrary: it is essential to every human relation. I cannot, therefore,
conscientiously comply
with the Government's insistence that I assume duties which I feel are
immoral and totally
repugnant." App. 10.
Welsh elaborated his beliefs in later communications with Selective Service
officials. On the basis
of these beliefs and the conclusion of the Court of Appeals that he held
them "with the strength of
more traditional religious convictions," 404 F.2d, at 1081, we think Welsh
was clearly entitled to
a conscientious objector exemption. Section [398 U.S. 333, 344] 6 (j) requires
no more. That section
exempts from military service all those whose consciences, spurred by deeply
held moral, ethical,
or religious beliefs, would give them no rest or peace if they allowed
themselves to become a part
of an instrument of war.
The judgment is
Reversed.
MR. JUSTICE BLACKMUN took no part in the consideration or decision of this
case.
Footnotes
[Footnote 1] 62 Stat. 612. See also 50 U.S.C. App. 456 (j). The pertinent
provision as it read
during the period relevant to this case is set out infra, at 336.
[Footnote 2] 62 Stat. 612. An amendment to the Act in 1967, subsequent
to the Court's decision
in the Seeger case, deleted the reference to a "Supreme Being" but continued
to provide that
"religious training and belief" does not include "essentially political,
sociological, or philosophical
views, or a merely personal moral code." 81 Stat. 104, 50 U.S.C. App. 456
(j) (1964 ed., Supp.
IV).
[Footnote 3] In his original application in April 1964, Welsh stated that
he did not believe in a
Supreme Being, but in a letter to his local board in June 1965, he requested
that his original
answer be stricken and the question left open. App. 29.
MR. JUSTICE HARLAN, concurring in the result.
Candor requires me to say that I joined the Court's opinion in United States
v. Seeger, 380 U.S.
163 (1965), only with the gravest misgivings as to whether it was a legitimate
exercise in statutory
construction, and today's decision convinces me that in doing so I made
a mistake which I should
now acknowledge.1
In Seeger the Court construed 6 (j) of the Universal Military Training
and Service Act so as to
sustain a conscientious objector claim not founded on a theistic belief.
The Court, in treating with
the provision of the statute that limited conscientious objector claims
to those stemming from belief
in "a Supreme Being," there said: "Congress, in using the expression `Supreme
Being' rather than
the designation `God,' was merely clarifying the meaning of religious training
and belief so as to
embrace all religions and to exclude essentially political, sociological,
or philosophical views," and
held that the test of belief "`in a relation to a Supreme Being' is whether
a given belief that is
sincere and meaningful occupies a place in the life of its possessor parallel
to that filled by the
orthodox [398 U.S. 333, 345] belief in God of one who clearly qualifies
for the exemption." 380 U.S.,
at 165-166. Today the prevailing opinion makes explicit its total elimination
of the statutorily
required religious content for a conscientious objector exemption. The
prevailing opinion now
says: "If an individual deeply and sincerely holds beliefs that are purely
ethical or moral in source
and content but that nevertheless impose upon him a duty of conscience
to refrain from
participating in any war at any time" (emphasis added), he qualifies for
a 6 (j) exemption.
In my opinion, the liberties taken with the statute both in Seeger and
today's decision cannot be
justified in the name of the familiar doctrine of construing federal statutes
in a manner that will
avoid possible constitutional infirmities in them. There are limits to
the permissible application of
that doctrine, and, as I will undertake to show in this opinion, those
limits were crossed in Seeger,
and even more apparently have been exceeded in the present case. I therefore
find myself unable
to escape facing the constitutional issue that this case squarely presents:
whether 6 (j) in limiting
this draft exemption to those opposed to war in general because of theistic
beliefs runs afoul of the
religious clauses of the First Amendment. For reasons later appearing I
believe it does, and on
that basis I concur in the judgment reversing this conviction, and adopt
the test announced by
MR. JUSTICE BLACK, not as a matter of statutory construction, but as the
touchstone for
salvaging a congressional policy of long standing that would otherwise
have to be nullified.
I Section 6 (j) provided during the period relevant to this case:
"Nothing contained in this title shall be construed to require any person
to be subject to
combatant [398 U.S. 333, 346] training and service in the armed forces
of the United States
who, by reason of religious training and belief, is conscientiously opposed
to participation in
war in any form. Religious training and belief in this connection means
an individual's belief
in a relation to a Supreme Being involving duties superior to those arising
from any human
relation, but does not include essentially political, sociological, or
philosophical views or a
merely personal moral code." Universal Military Training and Service Act
of 1948, 6 (j),
62 Stat. 612, 50 U.S.C. App. 456 (j).
The issue is then whether Welsh's opposition to war is founded on "religious
training and belief"
and hence "belief in a relation to a Supreme Being" as Congress used those
words. It is of course
true that certain words are more plastic in meaning than others. "Supreme
Being" is a concept of
theology and philosophy, not a technical term, and consequently may be,
in some circumstances,
capable of bearing a contemporary construction as notions of theology and
philosophy evolve. Cf.
United States v. Storrs, 272 U.S. 652 (1926). This language appears, however,
in a
congressional enactment; it is not a phrase of the Constitution, like "religion"
or "speech," which
this Court is freer to construe in light of evolving needs and circumstances.
Cf. Joseph Burstyn,
Inc. v. Wilson, 343 U.S. 495 (1952), and my concurring opinion in Estes
v. Texas, 381 U.S.
532, 595-596 (1965), and my opinion concurring in the judgment in Garner
v. Louisiana, 368
U.S. 157, 185 (1961). Nor is it so broad a statutory directive, like that
of the Sherman Act, that
we may assume that we are free to adopt and shape policies limited only
by the most general
statement of purpose. Cf. e. g., Standard Oil Co. v. United States, 221
U.S. 1 (1911). It is
Congress' will that must here be divined. In that endeavor [398 U.S. 333,
347] it is one thing to give
words a meaning not necessarily envisioned by Congress so as to adapt them
to circumstances
also uncontemplated by the legislature in order to achieve the legislative
policy, Holy Trinity
Church v. United States, 143 U.S. 457 (1892); it is a wholly different
matter to define words so
as to change policy. The limits of this Court's mandate to stretch concededly
elastic congressional
language are fixed in all cases by the context of its usage and legislative
history, if available, that
are the best guides to congressional purpose and the lengths to which Congress
enacted a policy.
Rosado v. Wyman, 397 U.S. 397 (1970).2 The prevailing opinion today snubs
both guidelines
for it is apparent from a textual analysis of 6 (j) and the legislative
history that the words of this
section, as used and understood by Congress, fall short of enacting the
broad policy of exempting
from military service all individuals who in good faith oppose all war.
[398 U.S. 333, 348]
A
The natural reading of 6 (j), which quite evidently draws a distinction
between theistic and
nontheistic religions, is the only one that is consistent with the legislative
history. Section 5 (g) of
the 1940 Draft Act exempted individuals whose opposition to war could be
traced to "religious
training and belief," 54 Stat. 889, without any allusion to a Supreme Being.
In United States v.
Kauten, 133 F.2d 703 (C. A. 2d Cir. 1943), the Second Circuit, speaking
through Judge
Augustus Hand, broadly construed "religious training and belief" to include
a "belief finding
expression in a conscience which categorically requires the believer to
disregard elementary
self-interest and to accept martyrdom in preference to transgressing its
tenets." 133 F.2d, at 708.
The view was further elaborated in subsequent decisions of the Second Circuit,
see United States
ex rel. Phillips v. Downer, 135 F.2d 521 (C. A. 2d Cir. 1943); United States
ex rel. Reel v.
Badt, 141 F.2d 845 (C. A. 2d Cir. 1944). This expansive interpretation
of 5 (g) was rejected by
a divided Ninth Circuit in Berman v. United States, 156 F.2d 377, 380-381
(1946):
"It is our opinion that the expression `by reason of religious training
and belief' . . . was
written into the statute for the specific purpose of distinguishing between
a conscientious
social belief, or a sincere devotion to a high moralistic philosophy, and
one based upon an
individual's belief in his responsibility to an authority higher and beyond
any worldly one.
. . . . .
"[I]n United States v. Macintosh, 283 U.S. 605 . . . Mr. [Chief] Justice
Hughes in his
dissent . . . said: `The essence of religion is belief in a relation to
God involving duties
superior to those arising from any human relation.'" [398 U.S. 333, 349]
The unmistakable and inescapable thrust of the Berman opinion, that religion
is to be conceived in
theistic terms, is rendered no less straightforward by the court's elaboration
on the difference
between beliefs held as a matter of moral or philosophical conviction and
those inspired by
religious upbringing and adherence to faith.
"There are those who have a philosophy of life, and who live up to it.
There is evidence that
this is so in regard to appellant. However, no matter how pure and admirable
his standard
may be, and no matter how devotedly he adheres to it, his philosophy and
morals and
social policy without the concept of deity cannot be said to be religion
in the sense of that
term as it is used in the statute. It is said in State v. Amana Society,
132 Iowa 304, 109 N.
W. 894, 898 . . .: `Surely a scheme of life designed to obviate such results
(man's
inhumanity to man), and by removing temptations, and all the inducements
of ambition and
avarice, to nurture the virtues of unselfishness, patience, love, and service,
ought not to be
denounced as not pertaining to religion when its devotee regards it as
an essential tenet of
their [sic] religious faith.'" (Emphasis of Court of Appeals.) Ibid.
In the wake of this intercircuit dialogue, crystallized by the dissent
in Berman which espoused the
Second Circuit interpretation in Kauten, supra, Congress enacted 6 (j)
in 1948. That Congress
intended to anoint the Ninth Circuit's interpretation of 5 (g) would seem
beyond question in view
of the similarity of the statutory language to that used by Chief Justice
Hughes in his dissenting
opinion in Macintosh and quoted in Berman and the Senate report. The first
half of the new
language was almost word for word that of Chief Justice Hughes in [398
U.S. 333, 350] Macintosh,
and quoted by the Berman majority;3 and the Senate Committee report adverted
to Berman, thus
foreclosing any possible speculation as to whether Congress was aware of
the possible
alternatives. The report stated:
"This section reenacts substantially the same provisions as were found
in subsection 5 (g) of
the 1940 act. Exemption extends to anyone who, because of religious training
and belief in
his relationship to a Supreme Being, is conscientiously opposed to combatant
military
service or to both combatant and noncombatant military service. (See United
States v.
Berman [sic], 156 F. (2d) 377, certiorari denied, 329 U.S. 795.)" S. Rep.
No. 1268, 80th
Cong., 2d Sess., 14.4 [398 U.S. 333, 351]
B
Against this legislative history it is a remarkable feat of judicial surgery
to remove, as did Seeger,
the theistic requirement of 6 (j). The prevailing opinion today, however,
in the name of interpreting
the will of Congress, has performed a lobotomy and completely transformed
the statute by
reading out of it any distinction between religiously acquired beliefs
and those deriving from
"essentially political, sociological, or philosophical views or a merely
personal moral code."
In the realm of statutory construction it is appropriate to search for
meaning in the congressional
vocabulary in a lexicon most probably consulted by Congress. Resort to
Webster's5 reveals that
the meanings of "religion" are: "1. The service and adoration of God or
a god as expressed in
forms of worship, in obedience to divine commands . . .; 2. The state of
life of a religious . . .; 3.
One of the systems of faith and worship; a form of theism; a religious
faith . . .; 4. The profession
or practice of religious beliefs; religious observances collectively; pl.
rites; 5. Devotion or fidelity; .
. . conscientiousness; [398 U.S. 333, 352] 6. An apprehension, awareness,
or conviction of the
existence of a supreme being, or more widely, of supernatural powers or
influences controlling
one's own, humanity's, or nature's destiny; also, such an apprehension,
etc., accompanied by or
arousing reverence, love, gratitude, the will to obey and serve, and the
like . . . ." (Emphasis
added.)
Of the five pertinent definitions four include the notion of either a Supreme
Being or a cohesive,
organized group pursuing a common spiritual purpose together. While, as
the Court's opinion in
Seeger points out, these definitions do not exhaust the almost infinite
and sophisticated possibilities
for defining "religion," there is strong evidence that Congress restricted,
in this instance, the word
to its conventional sense. That it is difficult to plot the semantic penumbra
of the word "religion"
does not render this term so plastic in meaning that the Court is entitled,
as matter of statutory
construction, to conclude that any asserted and strongly held belief satisfies
its requirements. It
must be recognized that the permissible shadow of connotation is limited
by the context in which
words are used. In 6 (j) Congress has included not only a reference to
a Supreme Being but has
also explicitly contrasted "religious" beliefs with those that are "essentially
political, sociological, or
philosophical" and a "personal moral code." This exception certainly is,
at the very least, the
statutory boundary, the "asymptote," of the word "religion."6 [398 U.S.
333, 353]
For me this dichotomy reveals that Congress was not embracing that definition
of religion that
alone speaks in terms of "devotion or fidelity" to individual principles
acquired on an individualized
basis but was adopting, at least, those meanings that associate religion
with formal, organized
worship or shared beliefs by a recognizable and cohesive group. Indeed,
this requirement was
explicit in the predecessor to the 1940 statute. The Draft Act of 1917
conditioned conscientious
objector status on membership in or affiliation with a "well-recognized
religious sect or
organization [then] organized and existing and whose existing creed or
principles for[ade] its
members to participate in war in any form . . . ." 4, 40 Stat 78. That
5 (g) of the 1940 Act
eliminated the affiliation and membership requirement does not, in my view,
mean as the Court, in
effect, concluded in Seeger that Congress was embracing a secular definition
of religion.7 [398 U.S.
333, 354]
Unless we are to assume an Alice-in-Wonderland world where words have no
meaning, I think it
fair to say that Congress' choice of language cannot fail to convey to
the discerning reader the
very policy choice that the prevailing opinion today completely obliterates:
that between
conventional religions that usually have an organized and formal structure
and dogma and a
cohesive group identity, even when nontheistic, and cults that represent
schools of thought and in
the usual case are without formal structure or are, at most, loose and
informal associations of
individuals who share common ethical, moral, or intellectual views.
II
When the plain thrust of a legislative enactment can only be circumvented
by distortion to avert an
inevitable constitutional collision, it is only by exalting form over substance
that one can justify this
veering off the path that has been plainly marked by the statute. Such
a course betrays extreme
skepticism as to constitutionality, and, in this instance, reflects a groping
to preserve the
conscientious objector exemption at all cost.
I cannot subscribe to a wholly emasculated construction of a statute to
avoid facing a latent
constitutional question, in purported fidelity to the salutary doctrine
of avoiding unnecessary
resolution of constitutional issues, a principle to which I fully adhere.
See Ashwander v.
Tennessee Valley Authority, 297 U.S. 288, 348 (1936) (Brandeis, J., concurring).
It is, of
course, desirable to salvage by construction legislative enactments whenever
there is good reason
to believe that Congress did not intend to legislate consequences that
are unconstitutional, but it is
not permissible, in my judgment, to take a lateral step that robs legislation
of all meaning in order
to avert the collision between its plainly intended purpose and the commands
of the Constitution.
[398 U.S. 333, 355] Cf. Yates v. United States, 354 U.S. 298 (1957). As
the Court stated in
Aptheker v. Secretary of State, 378 U.S. 500, 515 (1964):
"It must be remembered that `[a]lthough this Court will often strain to
construe legislation
so as to save it against constitutional attack, it must not and will not
carry this to the point of
perverting the purpose of a statute . . .' or judicially rewriting it.
Scales v. United States
[367 U.S. 203, 211]. To put the matter another way, this Court will not
consider the
abstract question of whether Congress might have enacted a valid statute
but instead must
ask whether the statute that Congress did enact will permissibly bear a
construction
rendering it free from constitutional defects."
The issue comes sharply into focus in Mr. Justice Cardozo's statement for
the Court in Moore Ice
Cream Co. v. Rose, 289 U.S. 373, 379 (1933):
"`A statute must be construed, if fairly possible, so as to avoid not only
the conclusion that
it is unconstitutional, but also grave doubts upon that score.' . . . But
avoidance of a
difficulty will not be pressed to the point of disingenuous evasion. Here
the intention of the
Congress is revealed too distinctly to permit us to ignore it because of
mere misgivings as
to power. The problem must be faced and answered."
If an important congressional policy is to be perpetuated by recasting
unconstitutional legislation,
as the prevailing opinion has done here, the analytically sound approach
is to accept responsibility
for this decision. Its justification cannot be by resort to legislative
intent, as that term is usually
employed, but by a different kind of legislative intent, namely the presumed
grant of power to the
courts to decide whether it more nearly accords with [398 U.S. 333, 356]
Congress' wishes to
eliminate its policy altogether or extend it in order to render what Congress
plainly did intend,
constitutional. Compare, e. g., Yu Cong Eng v. Trinidad, 271 U.S. 500 (1926);
United States v.
Reese, 92 U.S. 214 (1876), with Skinner v. Oklahoma, 316 U.S. 535 (1942);
Nat. Life Ins. Co.
v. United States, 277 U.S. 508 (1928). I therefore turn to the constitutional
question.
III
The constitutional question that must be faced in this case is whether
a statute that defers to the
individual's conscience only when his views emanate from adherence to theistic
religious beliefs is
within the power of Congress. Congress, of course, could, entirely consistently
with the
requirements of the Constitution, eliminate all exemptions for conscientious
objectors. Such a
course would be wholly "neutral" and, in my view, would not offend the
Free Exercise Clause, for
reasons set forth in my dissenting opinion in Sherbert v. Verner, 374 U.S.
398, 418 (1963). See
Jacobson v. Massachusetts, 197 U.S. 11, 29 (1905) (dictum); cf. McGowan
v. Maryland, 366
U.S. 420 (1961); Davis v. Beason, 133 U.S. 333 (1890); Hamilton v. Board
of Regents, 293
U.S. 245, 264-265 (1934); Reynolds v. United States, 98 U.S. 145 (1879);
Kurland, of Church
and State and the Supreme Court, 29 U. Chi. L. Rev. 1 (1961). However,
having chosen to
exempt, it cannot draw the line between theistic or nontheistic religious
beliefs on the one hand
and secular beliefs on the other. Any such distinctions are not, in my
view, compatible with the
Establishment Clause of the First Amendment. See my separate opinion in
Walz v. Tax Comm'n,
397 U.S. 664, 694 (1970); Epperson v. Arkansas, 393 U.S. 97 (1968); School
District of
Abington Township v. Schempp, 374 U.S. 203, 305 (1963) (Goldberg, J., concurring);
[398 U.S.
333, 357] Engel v. Vitale, 370 U.S. 421 (1962); Torcaso v. Watkins, 367
U.S. 488, 495 (1961);
Fowler v. Rhode Island, 345 U.S. 67 (1953). The implementation of the neutrality
principle of
these cases requires, in my view, as I stated in Walz v. Tax Comm'n, supra,
"an equal protection
mode of analysis. The Court must survey meticulously the circumstances
of governmental
categories to eliminate, as it were, religious gerrymanders. In any particular
case the critical
question is whether the scope of legislation encircles a class so broad
that it can be fairly
concluded that [all groups that] could be thought to fall within the natural
perimeter [are
included]." 397 U.S., at 696.
The "radius" of this legislation is the conscientiousness with which an
individual opposes war in
general, yet the statute, as I think it must be construed, excludes from
its "scope" individuals
motivated by teachings of nontheistic religions,8 and individuals guided
by an inner ethical voice
that bespeaks secular and not "religious" reflection. It not only accords
a preference to the
"religious" but also disadvantages adherents of religions that do not worship
a Supreme Being.
The constitutional infirmity cannot be cured, moreover, even by an impermissible
construction that
eliminates the theistic requirement and simply draws the line between religious
and nonreligious.
This in my view offends the Establishment Clause and is that kind of classification
[398 U.S. 333, 358]
that this Court has condemned. See my separate opinion in Walz v. Tax Comm'n,
supra; School
District of Abington Township v. Schempp (Goldberg, J., concurring), supra;
Engel v. Vitale,
supra; Torcaso v. Watkins, supra.
If the exemption is to be given application, it must encompass the class
of individuals it purports to
exclude, those whose beliefs emanate from a purely moral, ethical, or philosophical
source.9 The
common denominator must be the intensity of moral conviction with which
a belief is held.10
Common experience teaches that among [398 U.S. 333, 359] "religious" individuals
some are weak
and others strong adherents to tenets and this is no less true of individuals
whose lives are guided
by personal ethical considerations.
The Government enlists the Selective Draft Law Cases, 245 U.S. 366 (1918),
as precedent for
upholding the constitutionality of the religious conscientious objector
provision. That case involved
the power of Congress to raise armies by conscription and only incidentally
the conscientious
objector exemption. The language emphasized by the Government to the effect
that the exemption
for religious objectors and ministers constituted neither an establishment
nor interference with free
exercise of religion can only be considered an after-thought since the
case did not involve any
individuals who claimed to be nonreligious conscientious objectors.11 This
conclusory assertion,
unreasoned and unaccompanied by citation, surely cannot foreclose consideration
of the question
in a case that squarely presents the issue.
Other authorities assembled by the Government, far from advancing its case,
demonstrate the
unconstitutionality of the distinction drawn in 6 (j) between religious
and nonreligious beliefs.
Everson v. Board of Education, 330 U.S. 1 (1947), the Sunday Closing Law
Cases, 366 U.S.
420, 582, 599, and 617 (1961), and Board [398 U.S. 333, 360] of Education
v. Allen, 392 U.S. 236
(1968), all sustained legislation on the premise that it was neutral in
its application and thus did not
constitute an establishment, notwithstanding the fact that it may have
assisted religious groups by
giving them the same benefits accorded to nonreligious groups.12 To the
extent that Zorach v.
Clauson, 343 U.S. 306 (1952), and Sherbert v. Verner, supra, stand for
the proposition that the
Government may (Zorach), or must (Sherbert), shape its secular programs
to accommodate the
beliefs and tenets of religious [398 U.S. 333, 361] groups, I think these
cases unsound.13 See
generally Kurland, supra. To conform with the requirements of the First
Amendment's religious
clauses as reflected in the mainstream of American history, legislation
must, at the very least, be
neutral. See my separate opinion in Walz v. Tax Comm'n, supra.
IV
Where a statute is defective because of underinclusion there exist two
remedial alternatives: a
court may either declare it a nullity and order that its benefits not extend
to the class that the
legislature intended to benefit, or it may extend the coverage of the statute
to include those who
are aggrieved by exclusion. Cf. Skinner v. Oklahoma, 316 U.S. 535 (1942);
Iowa-Des Moines
National Bank v. Bennett, 284 U.S. 239 (1931).14 [398 U.S. 333, 362]
The appropriate disposition of this case, which is a prosecution for refusing
to submit to induction
and not an action for a declaratory judgment on the constitutionality of
6 (j), is determined by the
fact that at the time of Welsh's induction notice and prosecution the Selective
Service was, as
required by statute, exempting individuals whose beliefs were identical
in all respects to those held
by petitioner except that they derived from a religious source. Since this
created a religious benefit
not accorded to petitioner, it is clear to me that this conviction must
be reversed under the
Establishment Clause of the First Amendment unless Welsh is to go remediless.
Cf. Iowa-Des
Moines National Bank v. Bennett, supra; Smith v. Cahoon, 283 U.S. 553 (1931).15
[398 U.S. 333,
363]
This result, while tantamount to extending the statute, is not only the
one mandated by the
Constitution in this case but also the approach I would take had this question
been presented in an
action for a declaratory judgment [398 U.S. 333, 364] or "an action in
equity where the enforcement
of a statute awaits the final determination of the court as to validity
and scope." Smith v. Cahoon,
283 U.S., at 565.16 While the necessary remedial operation, extension,
is more analogous to a
graft than amputation, I think the boundaries of permissible choice may
properly be considered
fixed by the legislative pronouncement on severability.
Indicative of the breadth of the judicial mandate in this regard is the
broad severability clause, 65
Stat. 88, which provides that "[i]f any provision of this Act or the application
thereof to any
person or circumstances is held invalid, the validity of the remainder
of the Act and of the
application of such provision to other persons and circumstances shall
not be affected thereby."
While the absence of such a provision would not foreclose the exercise
of discretion in
determining whether a legislative policy should be repaired or abandoned,
cf. United States v.
Jackson, 390 U.S. 570, 585 n. 27 (1968), its existence "discloses an intention
to make the Act
divisible and creates a presumption that, eliminating invalid parts, the
legislature would have been
satisfied with what remained . . . ." Champlin Rfg. Co. v. Commission,
286 U.S. 210, 235
(1932). See also Skinner [398 U.S. 333, 365] v. Oklahoma, supra; Nat. Life
Ins. Co. v. United
States, 277 U.S. 508 (1928).17
In exercising the broad discretion conferred by a severability clause it
is, of course, necessary to
measure the intensity of commitment to the residual policy and consider
the degree of potential
disruption of the statutory scheme that would occur by extension as opposed
to abrogation. Cf.
Nat. Life Ins. Co. v. United States, supra (Brandeis, J., dissenting);
Dorchy v. Kansas, 264 U.S.
286 (1924).
The policy of exempting religious conscientious objectors is one of longstanding
tradition in this
country and accords recognition to what is, in a diverse and "open" society,
the important value of
reconciling individuality [398 U.S. 333, 366] of belief with practical
exigencies whenever possible. See
Girouard v. United States, 328 U.S. 61 (1946). It dates back to colonial
times and has been
perpetuated in state and federal conscription statutes. See Mr. Justice
Cardozo's separate opinion
in Hamilton v. Board of Regents, 293 u. S., at 267; Macintosh v. United
States, 42 F.2d 845,
847 (1930). That it has been phrased in religious terms reflects, I assume,
the fact that ethics and
morals, while the concern of secular philosophy, have traditionally been
matters taught by
organized religion and that for most individuals spiritual and ethical
nourishment is derived from
that source. It further reflects, I would suppose, the assumption that
beliefs emanating from a
religious source are probably held with great intensity.
When a policy has roots so deeply embedded in history, there is a compelling
reason for a court
to hazard the necessary statutory repairs if they can be made within the
administrative framework
of the statute and without impairing other legislative goals, even though
they entail, not simply
eliminating an offending section, but rather building upon it.18 Thus I
am prepared to accept the
prevailing opinion's conscientious objector test, not as a reflection of
congressional statutory intent
but as patchwork [398 U.S. 333, 367] of judicial making that cures the
defect of under-inclusion in 6
(j) and can be administered by local boards in the usual course of business.19
Like the prevailing
opinion, I also conclude that petitioner's beliefs are held with the required
intensity and
consequently vote to reverse the judgment of conviction.
[Footnote 1] For a discussion of those principles that determine the appropriate
scope for the
doctrine of stare decisis, see Moragne v. States Marine Lines, also decided
today, post, p. 375;
Boys Markets v. Retail Clerks Union, ante. p. 235; Helvering v. Hallock,
309 U.S. 106 (1940).
[Footnote 2] The difference is between the substitution of judicial judgment
for a principle that is
set forth by the Constitution and legislature and the application of the
legislative principle to a new
"form" that is no different in substance from the circumstances that existed
when the principle was
set forth. Cf. Katz v. United States, 389 U.S. 347 (1967). As the Court
said in Weems v. United
States, "Legislation, both statutory and constitutional, is enacted, .
. . from an experience of evils, .
. . its general language should not, therefore, be necessarily confined
to the form that evil had
theretofore taken. . . . [A] principle to be vital must be capable of wider
application than the
mischief which gave it birth." 217 U.S. 349, 373 (1910) (emphasis added).
While it is by no
means always simple to discern the difference between the residual principle
in legislation that
should be given effect in circumstances not covered by the express statutory
terms and the
limitation on that principle inherent in the same words, the Court in Seeger
and the prevailing
opinion today read out language that, in my view, plainly limits the principle
rather than illustrates
the policy and circumstances that were in mind when 6 (j) was enacted.
[Footnote 3] The substitution in 6 (j) of "Supreme Being" instead of "God"
as used in Macintosh
does not, in my view, carry the burden, placed on it in the Seeger opinion,
of demonstrating that
Congress "deliberately broadened" Chief Justice Hughes' definition. "God"
and "Supreme Being"
are generally taken as synonymous terms meaning Deity. It is common practice
to use various
synonyms for the Deity. The Declaration of Independence refers to "Nature's
God," "Creator,"
"Supreme Judge of the world," and "divine Providence." References to the
Deity in preambles to
the state constitutions include, for example, and use interchangeably "God,"
"Almighty God,"
"Supreme Being." A. Stokes & L. Pfeffer, Church and State in the United
States 561 (1964). In
Davis v. Beason, 133 U.S. 333, 342 (1890), the Court spoke of man's relations
to his "Creator"
and to his "Maker"; in Zorach v. Clauson, 343 U.S. 306, 313 (1952), and
Engel v. Vitale, 370
U.S. 421, 424 (1962), to the "Almighty."
[Footnote 4] The Seeger opinion relies on the absence of any allusion to
the judicial conflict to
parry the thrust of the legislative history and assigns significance to
the Committee citation of
Berman as manifestation of its intention to reenact 5 (g) of the 1940 Act,
and also as authority for
the exclusion of those whose beliefs are grounded in secular ethics. The
citation to Berman would
not be conclusive of congressional purpose if Congress had simply reenacted
the 1940 [398 U.S.
333, 351] Act adding only the express exclusion in the last clause. But
the reasoning in Seeger
totally ignores the fact that Congress without other apparent reason added
the "Supreme Being"
language of the Berman majority in the face of the Berman dissent which
espoused Judge Hand's
view in Kauten. The argument in Seeger is not, moreover, strengthened by
the fact that Congress
in drafting the 1948 Selective Service laws placed great weight on the
views of the Selective
Service System which, the Court suggested, did not view Berman and Kauten
as being in conflict.
380 U.S., at 179. The Selective Service System Monograph No. 11, Conscientious
Objection
(1950) was not before Congress when 6 (j) was enacted and the fact that
the Service relied on
both Kauten and Berman for the proposition that conscientious objection
must emanate from a
religious and not a secular source, does not mean that it considered the
Supreme Being discussion
in Berman as surplusage.
[Footnote 5] New International Dictionary, Unabridged (2d ed. 1934).
[Footnote 6] The prevailing opinion's purported recognition of this distinction
slides over the
"personal moral code" exception, in 6 (j). Thus that opinion in concluding
that 6 (j) does not
exclude "those who hold strong beliefs about our domestic and foreign affairs
or even those
whose conscientious objection to participation in all wars is founded to
a substantial extent upon
considerations of public policy" but excludes individuals, whose beliefs
are not deeply held, and
those whose objection to war does not rest upon "moral, ethical, or religious
principle," but
instead rests solely upon considerations of [398 U.S. 333, 353] "policy,
pragmatism, or expediency,"
ante, at 342-343, blends morals and religion, two concepts that Congress
chose to keep
separate.
[Footnote 7] The apparent purpose of the 1940 change in language was to
eliminate membership
as a decisive criterion in recognition of the fact that mere formal affiliation
is no measure of the
intensity of beliefs, and that many nominal adherents do not share or pursue
the ethics of their
church. That the focus was made the conscientiousness of the individual's
own belief does not
mean that Congress was indifferent to its source. Were this the case there
would have been no
occasion to allude to "religious training" in the 1940 enactment, and to
contrast it with secular
ethics in the 1948 statute. Yet the prevailing opinion today holds that
"beliefs that are purely
ethical," no matter how acquired, qualify the holder for 6 (j) status if
they are held with the
requisite intensity. However, even the prevailing opinion's ambulatory
concept of "religion" does
not suffice to embrace Welsh, since petitioner insisted that his beliefs
had been formed "by reading
in the fields of history and sociology" and "denied that his objection
to war was premised on
religious belief." 404 F.2d, at 1082. That opinion not only establishes
a definition of religion that
amounts to "Newspeak" but it refuses to listen to petitioner who is speaking
the same language.
[Footnote 8] This Court has taken notice of the fact that recognized "religions"
exist that "do not
teach what would generally be considered a belief in the existence of God,"
Torcaso v. Watkins,
367 U.S. 488, 495 n. 11, e. g., "Buddhism, Taoism, Ethical Culture, Secular
Humanism and
others." Ibid. See also Washington Ethical Society v. District of Columbia,
101 U.S. App. D.C.
371, 249 F.2d 127 (1957); 2 Encyclopaedia of the Social Sciences 293; J.
Archer, Faiths Men
Live By 120-138, 254-313 (2d ed. revised by Purinton 1958); Stokes &
Pfeffer, supra, n. 3, at
560.
[Footnote 9] In Sherbert v. Verner, 374 U.S. 398 (1963), the Court held
unconstitutional over
my dissent a state statute that conditioned eligibility for unemployment
benefits on being "able to
work and . . . available for work" and further provided that a claimant
was ineligible "[i]f . . . he
has failed, without good cause . . . to accept available suitable work
when offered him by the
employment office or the employer . . . ." This, the Court held, was a
violation of the Free
Exercise Clause as applied to Seventh Day Adventists whose religious background
forced them
as a matter of conscience to decline Saturday employment. My own conclusion,
to which I still
adhere, is that the Free Exercise Clause does not require a State to conform
a neutral secular
program to the dictates of religious conscience of any group. I suggested,
however, that a State
could constitutionally create exceptions to its program to accommodate
religious scruples. That
suggestion must, however, be qualified by the observation that any such
exception in order to
satisfy the Establishment Clause of the First Amendment, would have to
be sufficiently broad to
be religiously neutral. See my separate opinion in Walz v. Tax Comm'n,
supra. This would require
creating an exception for anyone who, as a matter of conscience, could
not comply with the
statute. Whether, under a statute like that involved in Sherbert, it would
be possible to
demonstrate a basis in conscience for not working Saturday is quite another
matter.
[Footnote 10] Without deciding what constitutes a definition of "religion"
for First Amendment
purposes it suffices to note that it means, in my view, at least the two
conceivable readings of 6 (j)
set forth in Part II, but something less than mere adherence to ethical
or [398 U.S. 333, 359] moral
beliefs in general or a certain belief such as conscientious objection.
Thus the prevailing opinion's
expansive reading of "religion" in 6 (j) does not, in my view, create an
Establishment Clause
problem in that it exempts all sincere objectors but does not exempt others,
e. g., those who
object to war on pragmatic grounds and contend that pragmatism is their
creed.
[Footnote 11] Thus, Mr. Chief Justice White said: "And we pass without
anything but statement
the proposition that an establishment of a religion or an interference
with the free exercise thereof
repugnant to the First Amendment resulted from the exemption clauses of
the act . . . because we
think its unsoundness is too apparent to require us to do more." 245 U.S.,
at 389-390.
[Footnote 12] My Brother WHITE in dissent misinterprets, in my view, the
thrust of Mr. Justice
Frankfurter's language in the Sunday Closing Law Cases. See post, at 369.
Section 6 (j) speaks
directly to belief divorced entirely from conduct. It evinces a judgment
that individuals who hold
the beliefs set forth by the statute should not be required to bear arms,
and the statutory belief that
qualifies is only a religious belief. Under these circumstances I fail
to see how this legislation has
"any substantial legislative purpose" apart from honoring the conscience
of individuals who oppose
war on only religious grounds. I cannot, moreover, accept the view, implicit
in the dissent, that
Congress has any ultimate responsibility for construing the Constitution.
It, like all other branches
of government, is constricted by the Constitution and must conform its
action to it. It is this Court,
however, and not the Congress that is ultimately charged with the difficult
responsibility of
construing the First Amendment. The Court has held that universal conscription
creates no free
exercise problem, see cases cited, supra, at 356, and Congress can constitutionally
draft
individuals notwithstanding their religious beliefs. Congress, whether
in response to political
considerations or simply out of sensitivity for men of religious conscience,
can of course decline to
exercise its power to conscript to the fullest extent, but it cannot do
so without equal regard for
men of nonreligious conscience. It goes without saying that the First Amendment
is perforce a
guarantee that the conscience of religion may not be preferred simply because
organized religious
groups in general are more visible than the individual who practices morals
and ethics on his own.
Any view of the Free Exercise Clause that does not insist on this neutrality
would engulf the
Establishment Clause and render it vestigial.
[Footnote 13] That the "released-time" program in Zorach did not utilize
classroom facilities for
religious instruction, unlike McCollum v. Board of Education, 333 U.S.
203 (1948), is a
distinction for me without Establishment Clause substance. At the very
least the Constitution
requires that the State not excuse students early for the purpose of receiving
religious instruction
when it does not offer to nonreligious students the opportunity to use
school hours for spiritual or
ethical instruction of a nonreligious nature. Moreover, whether a released-time
program cast in
terms of improving "conscience" to the exclusion of artistic or cultural
pursuits, would be "neutral"
and consistent with the requirement of "voluntarism," is by no means an
easy question. Such a
limited program is quite unlike the broad approach of the tax exemption
statute, sustained in Walz
v. Tax Comm'n, supra, which included literary societies, playgrounds, and
associations "for the
moral or mental improvement of men."
[Footnote 14] See Skinner v. Oklahoma, where MR. JUSTICE DOUGLAS, in an
opinion
holding infirm under the Equal Protection Clause a state statute that required
sterilization of
habitual thieves who perpetrated larcenies but not those who engaged in
embezzlement, noted the
alternative courses of extending the statute to cover the excluded class
or not applying it to the
wrongfully included group. The Court declined to speculate which alternative
the State would
prefer to adopt and simply reversed the judgment.
[Footnote 15] In Iowa-Des Moines National Bank v. Bennett, Mr. Justice
Brandeis speaking for
the Court in a decision holding that the State had denied petitioners equal
protection of the laws
by taxing them more heavily than their competitors, observed that: "The
right invoked is that to
equal treatment; and such treatment will be attained if either their competitors'
taxes are increased
or their own reduced." 284 U.S., at 247. Based on the impracticality of
requiring the aggrieved
taxpayer at that stage to "assume the burden of seeking an increase of
the taxes which . . . others
should have paid," the Court held that petitioner was entitled to recover
the overpayment. The
Establishment Clause case that comes most readily to mind as involving
"underinclusion" is
Epperson v. Arkansas, 393 U.S. 97 (1968). There the State prohibited the
teaching of
evolutionist theory but "did not seek to excise from the curricula of its
schools and universities all
discussion of the origin of man." 393 U.S., at 109. The Court held the
Arkansas statute, which
was framed as a prohibition, unconstitutional. Since the statute authorized
no positive action, there
was no occasion to consider the remedial problem. Cf. Fowler v. Rhode Island,
345 U.S. 67
(1953). Most of the other cases arising under the Establishment Clause
have involved instances
where the challenged legislation conferred a benefit on religious as well
as secular institutions. See,
e. g., Walz v. Tax Comm'n, supra; Everson v. Board of Education, supra;
Board of Education v.
Allen, supra. These cases, had they been decided differently, would still
[398 U.S. 333, 363] not have
presented the remedial problem that arises in the instant case, for they
were cases of alleged
"overinclusion." The school prayer cases, School District of Abington Township
v. Schempp,
supra; and Engel v. Vitale, supra; and the released-time cases, Zorach
v. Clauson, supra;
McCollum v. Board of Education, supra, also failed to raise the remedial
issue. In the school
prayer situation the requested relief was an injunction against the saying
of prayers. Moreover it is
doubtful that there is any analogous secular ritual that could be performed
so as to satisfy the
neutrality requirement of the First Amendment and even then the practice
of saying prayers in
schools would still offend the principle of voluntarism that must be satisfied
in First Amendment
cases. See my separate opinion in Walz v. Tax Comm'n, supra. The same considerations
prevented the issue from arising in the one released-time program case
that held the practice
unconstitutional. In McCollum, where the Court held unconstitutional a
program that permitted
"religious teachers, employed by private religious groups . . . to come
weekly into the school
buildings during the regular hours set apart for secular teaching, and
then and there for a period of
thirty minutes substitute their religious teaching for the secular education
provided under the
compulsory education law," 333 U.S., at 205, the relief requested was an
order to mandamus the
authorities to discontinue the program. No question arose as to whether
the program might have
been saved by extending a similar privilege to other students who wished
extracurricular
instruction in, for example, atheistic or secular ethics and morals. Cf.
my separate opinion in Walz
v. Tax Comm'n, supra. Moreover as in the prayer cases, since the defect
in the Illinois program
was not the mere absence of neutrality but also the encroachment on "voluntarism,"
see ibid., it is
doubtful whether there existed any remedial alternative to voiding the
entire program. A further
complication would have arisen in these cases by virtue of the more limited
discretion this Court
enjoys to extend a policy for the States even as a constitutional remedy.
Cf. Skinner v.
Oklahoma, supra; Morey v. Doud, 354 U.S. 457 (1957); Dorchy v. Kansas,
264 U.S. 286
(1924).
[Footnote 16] As long as the Selective Service continues to grant exemptions
to religious
conscientious objectors, individuals like petitioner are not required to
submit to induction. This is
tantamount to extending the present statute to cover those in petitioner's
position. Alternatively the
defect of underinclusion that renders this statute unconstitutional could
be cured in a civil action by
eliminating the exemption accorded to objectors whose beliefs are founded
in religion. The choice
between these two courses is not one for local draft boards nor is it one
that should await civil
litigation where the question could more appropriately be considered. Consequently
I deem it
proper to confront the issue here, even though, as a technical matter,
no judgment could issue in
this case ordering the Selective Service to refrain entirely from granting
exemptions.
[Footnote 17] In Skinner the Court impliedly recognized the mandate of
flexibility to repair a
defective statute - even by extension - conferred by a broad severability
clause. As already noted,
the Court there declined to exercise discretion, however, since absent
a clear indication of
legislative preference it was for the state courts to determine the proper
course. While Mr. Justice
Brandeis in a dissenting opinion in Nat. Life Ins. Co., supra, at 522,
534-535, expressed the view
that a severability clause in terms like that before us now is not intended
to authorize amendment
by expanding the scope of legislation, his remarks must be taken in the
context of a dissent to a
course he deemed contrary to that Congress would have chosen. Thus, after
quoting Hill v.
Wallace, 259 U.S. 44, 71 (1922), to the effect that a severability clause
"furnishes assurance to
courts that they may properly sustain separate sections or provisions of
a partly invalid act without
hesitation or doubt as to whether they would have been adopted, even if
the legislature had been
advised of the invalidity of part [b]ut . . . does not give . . . power
to amend the act," Justice
Brandeis observed, that: "Even if such a Clause could ever permit a court
to enlarge the scope of
a deduction allowed by a taxing statute, . . . the asserted unconstitutionality
can be cured as
readily by [excision] as by [enlargement]" and that the former would most
likely have been the
congressional preference in that particular case. Cf. Iowa-Des Moines National
Bank v. Bennett,
supra.
[Footnote 18] I reach these conclusions notwithstanding the admonition
in United States v. Reese
that it "is no part of [this Court's] duty" "[t]o limit [a] statute in
[such a way as] to make a new
law, [rather than] enforce an old one." 92 U.S. 214, 221 (1876). See also
Yu Cong Eng v.
Trinidad, 271 U.S. 500 (1926); Marchetti v. United States, 390 U.S. 39,
60 (1968). Neither of
these cases involved statutes evincing a congressional intent to confer
a benefit on a particular
group, thus requiring the frustration of third-party beneficiary legislation
when the acts were held
invalid. Moreover, the saving construction in Marchetti would have thwarted,
not complemented,
the primary purpose of the statute by introducing practical difficulties
into that enforcement of state
gambling laws that the statute was designed to further.
[Footnote 19] During World War I when the exemption was granted to members
or affiliates of
"well-recognized religious sect[s]" the Selective Service System found
it impracticable to compile
a list of "recognized" sects and left the matter to the discretion of the
local boards. Second Report
of the Provost Marshal General to the Secretary of War on the Operations
of the Selective
Service System to December 20, 1918, p. 56. As a result, some boards treated
religious and
nonreligious objectors in the same manner. Report of the Provost Marshal
General to the
Secretary of War on the First Draft Under the Selective-Service Act, 1917,
p. 59. Finally, by
presidential regulation dated March 20, 1918, it was ordered that conscientious
objector status
be open to all conscientious objectors without regard to any religious
qualification. The experience
during World War II, when draft boards were operating under the broad definition
of religion in
United States v. Kauten, 133 F.2d 703 (C. A. 2d Cir. 1943), also demonstrates
the
administrative viability of today's test. Not only would the test announced
today seem manageable
but it would appear easier than the arcane inquiry required to determine
whether beliefs are
religious or secular in nature.
MR. JUSTICE WHITE, with whom THE CHIEF JUSTICE and MR. JUSTICE STEWART
join, dissenting.
Whether or not United States v. Seeger, 380 U.S. 163 (1965), accurately
reflected the intent of
Congress in providing draft exemptions for religious conscientious objectors
to war, I cannot join
today's construction of 6 (j) extending draft exemption to those who disclaim
religious objections
to war and whose views about war represent a purely personal code arising
not from religious
training and belief as the statute requires but from readings in philosophy,
history, and sociology.
Our obligation [398 U.S. 333, 368] in statutory construction cases is to
enforce the will of Congress,
not our own; and as MR. JUSTICE HARLAN has demonstrated, construing 6 (j)
to include
Welsh exempts from the draft a class of persons to whom Congress has expressly
denied an
exemption.
For me that conclusion should end this case. Even if Welsh is quite right
in asserting that
exempting religious believers is an establishment of religion forbidden
by the First Amendment, he
nevertheless remains one of those persons whom Congress took pains not
to relieve from military
duty. Whether or not 6 (j) is constitutional, Welsh had no First Amendment
excuse for refusing to
report for induction. If it is contrary to the express will of Congress
to exempt Welsh, as I think it
is, then there is no warrant for saving the religious exemption and the
statute by redrafting it in this
Court to include Welsh and all others like him.
If the Constitution expressly provided that aliens should not be exempt
from the draft, but
Congress purported to exempt them and no others, Welsh, a citizen, could
hardly qualify for
exemption by demonstrating that exempting aliens is unconstitutional. By
the same token, if the
Constitution prohibits Congress from exempting religious believers, but
Congress exempts them
anyway, why should the invalidity of the exemption create a draft immunity
for Welsh? Surely not
just because he would otherwise go without a remedy along with all those
others not qualifying for
exemption under the statute. And not as a reward for seeking a declaration
of the invalidity of 6
(j); for as long as Welsh is among those from whom Congress expressly withheld
the exemption,
he has no standing to raise the establishment issue even if 6 (j) would
present no First Amendment
problems if it had included Welsh and others like him. "[O]ne to whom application
of a statute is
constitutional will not be heard to attack the [398 U.S. 333, 369] statute
on the ground that impliedly it
might also be taken as applying to other persons or other situations in
which its application might
be unconstitutional." United States v. Raines, 362 U.S. 17, 21 (1960).
Nothing in the First
Amendment prohibits drafting Welsh and other nonreligious objectors to
war. Saving 6 (j) by
extending it to include Welsh cannot be done in the name of a presumed
congressional will but
only by the Court's taking upon itself the power to make draft-exemption
policy.
If I am wrong in thinking that Welsh cannot benefit from invalidation of
6 (j) on Establishment
Clause grounds, I would nevertheless affirm his conviction; for I cannot
hold that Congress
violated the Clause in exempting from the draft all those who oppose war
by reason of religious
training and belief. In exempting religious conscientious objectors, Congress
was making one of
two judgments, perhaps both. First, 6 (j) may represent a purely practical
judgment that religious
objectors, however admirable, would be of no more use in combat than many
others unqualified
for military service. Exemption was not extended to them to further religious
belief or practice but
to limit military service to those who were prepared to undertake the fighting
that the armed
services have to do. On this basis, the exemption has neither the primary
purpose nor the effect of
furthering religion. As Mr. Justice Frankfurter, joined by MR. JUSTICE
HARLAN, said in a
separate opinion in the Sunday Closing Law Cases, 366 U.S. 420, 468 (1961),
an establishment
contention "can prevail only if the absence of any substantial legislative
purpose other than a
religious one is made to appear. See Selective Draft Law Cases, 245 U.S.
366."
Second, Congress may have granted the exemption because otherwise religious
objectors would
be forced into conduct that their religions forbid and because [398 U.S.
333, 370] in the view of
Congress to deny the exemption would violate the Free Exercise Clause or
at least raise grave
problems in this respect. True, this Court has more than once stated its
unwillingness to construe
the First Amendment, standing alone, as requiring draft exemptions for
religious believers.
Hamilton v. Board of Regents, 293 U.S. 245, 263-264 (1934); United States
v. Macintosh, 283
U.S. 605, 623-624 (1931). But this Court is not alone in being obliged
to construe the
Constitution in the course of its work; nor does it even approach having
a monopoly on the
wisdom and insight appropriate to the task. Legislative exemptions for
those with religious
convictions against war date from colonial days. As Chief Justice Hughes
explained in his dissent
in United States v. Macintosh, supra, at 633, the importance of giving
immunity to those having
conscientious scruples against bearing arms has consistently been emphasized
in debates in
Congress and such draft exemptions are "`indicative of the actual operation
of the principles of the
Constitution.'" However this Court might construe the First Amendment,
Congress has regularly
steered clear of free exercise problems by granting exemptions to those
who conscientiously
oppose war on religious grounds.
If there were no statutory exemption for religious objectors to war and
failure to provide it was
held by this Court to impair the free exercise of religion contrary to
the First Amendment, an
exemption reflecting this constitutional command would be no more an establishment
of religion
than the exemption required for Sabbatarians in Sherbert v. Verner, 374
U.S. 398 (1963), or the
exemption from the flat tax on book sellers held required for evangelists,
Follett v. McCormick,
321 U.S. 573 (1944). Surely a statutory exemption for religionists required
by the Free Exercise
Clause is not an invalid establishment because it fails to include nonreligious
believers as well; nor
would it be any less an establishment [398 U.S. 333, 371] if camouflaged
by granting additional
exemptions for nonreligious, but "moral" objectors to war.
On the assumption, however, that the Free Exercise Clause of the First
Amendment does not by
its own force require exempting devout objectors from military service,
it does not follow that 6
(j) is a law respecting an establishment of religion within the meaning
of the First Amendment. It is
very likely that 6 (j) is a recognition by Congress of free exercise values
and its view of desirable
or required policy in implementing the Free Exercise Clause. That judgment
is entitled to respect.
Congress has the power "To raise and support Armies" and "To make all Laws
which shall be
necessary and proper for carrying into Execution" that power. Art. I, 8.
The power to raise
armies must be exercised consistently with the First Amendment which, among
other things,
forbids laws prohibiting the free exercise of religion. It is surely essential
therefore - surely
"necessary and proper" - in enacting laws for the raising of armies to
take account of the First
Amendment and to avoid possible violations of the Free Exercise Clause.
If this was the course
Congress took, then just as in Katzenbach v. Morgan, 384 U.S. 641 (1966),
where we accepted
the judgment of Congress as to what legislation was appropriate to enforce
the Equal Protection
Clause of the Fourteenth Amendment, here we should respect congressional
judgment
accommodating the Free Exercise Clause and the power to raise armies. This
involves no
surrender of the Court's function as ultimate arbiter in disputes over
interpretation of the
Constitution. But it was enough in Katzenbach "to perceive a basis upon
which the Congress
might resolve the conflict as it did," 384 U.S., at 653, and plainly in
the case before us there is an
arguable basis for 6 (j) in the Free Exercise Clause since, without the
exemption, the law would
compel some members of the public to engage in combat [398 U.S. 333, 372]
operations contrary to
their religious convictions. Indeed, one federal court has recently held
that to draft a man for
combat service contrary to his conscientious beliefs would violate the
First Amendment. United
States v. Sisson, 297 F. Supp. 902 (1969). There being substantial roots
in the Free Exercise
Clause for 6 (j) I would not frustrate congressional will by construing
the Establishment Clause to
condition the exemption for religionists upon extending the exemption also
to those who object to
war on nonreligious grounds.
We have said that neither support nor hostility, but neutrality, is the
goal of the religion clauses of
the First Amendment. "Neutrality," however, is not self-defining. If it
is "favoritism" and not
"neutrality" to exempt religious believers from the draft, is it "neutrality"
and not "inhibition" of
religion to compel religious believers to fight when they have special
reasons for not doing so,
reasons to which the Constitution gives particular recognition? It cannot
be ignored that the First
Amendment itself contains a religious classification. The Amendment protects
belief and speech,
but as a general proposition, the free speech provisions stop short of
immunizing conduct from
official regulation. The Free Exercise Clause, however, has a deeper cut:
it protects conduct as
well as religious belief and speech. "[I]t safeguards the free exercise
of the chosen form of religion.
Thus the Amendment embraces two concepts, - freedom to believe and freedom
to act. The first
is absolute but, in the nature of things, the second cannot be." Cantwell
v. Connecticut, 310 U.S.
296, 303-304 (1940). Although socially harmful acts may as a rule be banned
despite the Free
Exercise Clause even where religiously motivated, there is an area of conduct
that cannot be
forbidden to religious practitioners but that may be forbidden to others.
See United States v.
Ballard, 322 U.S. 78 (1944); Follett v. [398 U.S. 333, 373] McCormick,
321 U.S. 573 (1944). We
should thus not labor to find a violation of the Establishment Clause when
free exercise values
prompt Congress to relieve religious believers from the burdens of the
law at least in those
instances where the law is not merely prohibitory but commands the performance
of military
duties that are forbidden by a man's religion.
In Braunfeld v. Brown, 366 U.S. 599 (1961), and Gallagher v. Crown Kosher
Market, 366 U.S.
617 (1961), a majority of the Court rejected claims that Sunday closing
laws placed unacceptable
burdens on Sabbatarians' religious observances. It was not suggested, however,
that the Sunday
closing laws in 21 States exempting Sabbatarians and others violated the
Establishment Clause
because no provision was made for others who claimed nonreligious reasons
for not working on
some particular day of the week. Nor was it intimated in Zorach v. Clauson,
343 U.S. 306
(1952), that the no-establishment holding might be infirm because only
those pursuing religious
studies for designated periods were released from the public school routine;
neither was it hinted
that a public school's refusal to institute a released-time program would
violate the Free Exercise
Clause. The Court in Sherbert v. Verner, supra, construed the Free Exercise
Clause to require
special treatment for Sabbatarians under the State's unemployment compensation
law. But the
State could deal specially with Sabbatarians whether the Free Exercise
Clause required it or not,
for as MR. JUSTICE HARLAN then said - and I agreed with him - the Establishment
Clause
would not forbid an exemption for Sabbatarians who otherwise could not
qualify for
unemployment benefits.
The Establishment Clause as construed by this Court unquestionably has
independent significance;
its function is not wholly auxiliary to the Free Exercise Clause. It bans
some involvements of the
State with religion that [398 U.S. 333, 374] otherwise might be consistent
with the Free Exercise
Clause. But when in the rationally based judgment of Congress free exercise
of religion calls for
shielding religious objectors from compulsory combat duty, I am reluctant
to frustrate the
legislative will by striking down the statutory exemption because it does
not also reach those to
whom the Free Exercise Clause offers no protection whatsoever.
I would affirm the judgment below. [398 U.S. 333, 375]
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